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Investor Complaint Data

                                                      Annexure B

Format for Investor Complaints Data to be displayed by Stock Brokers on their respective websites

Data for the month of April- 2024

 
SN Receivedfrom Carriedforwardfrompreviousmonth Receivedduringthemonth TotalPending Resolved* Pendingattheendofthemonth** AverageResolutiontime^ (indays)
Pendingforlessthan3months Pendingformorethan              3 months
1 2 3 4 5 6 7 8
1 Directly fromInvestors 0 0 0 0 0 0
2 SEBI(SCORES) 0 0 0 0 0 0
3 Depositories 0 0 0 0 0 0
4 Other Sources (ifany) 0 0 0 0 0 0
5 GrandTotal 0 0 0 0 0 0
    Trend of monthly disposal of complaints  
SN Month Carried         forward from                   previousmonth Received Resolved* Pending**
1 2 3 4 5 6
1 April-2022 0 0 0 0
2 May-2022 0 0 0 0
3 June-2022 0 0 0 0
4 July-2022 0 0 0 0
5 August-2022 0 0 0 0
6 September2022 0 0 0 0
7 October2022 0 0 0 0
8 November2022 0 0 0 0
9 December2022 0 0 0 0
10 January2023 0 0 0 0
11 February2023 0 0 0 0
12 May2023 0 0 0 0
13 June2023 0 0 0 0
14 July 2023 0 0 0 0  
15 August 2023 0 0 0 0
16 September 2023 0 0 0 0  
17 October 2023 0 0 0 0
18 November 2023 0 0 0 0
19 December 2023 0 0 0 0
20 January 2024 0 0 0 0
21 February 2024 0 0 0 0  
22 March 2024 0 0 0 0  
23 April 2024 0 0 0 0
GrandTotal 0 0 0 0
 *Should include complaints of previous months resolved in the current month, if any. **Should include total complaint spending as on the last day of the month, if any. Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

Trend of annual disposal of complaints

SN Year Carried forward From previous year Received During the year Resolved During the year Pending at the end of the year
1 2017-18 0 1 1 0
2 2018-19 0 1 1 0
3 2019-20 0 15 15 0
4 2020-21 0 6 6 0
5 2021-22 0 0 0 0
6 2022-23 0 0 0 0
7 2023-24 0 0 0 0
GrandTotal 0 25 25 0